I. INTRODUCTION
Section:
ChooseTop of pageABSTRACTI. INTRODUCTION <<II. MATERIALS AND METHODSIII. RESULTSIV. DISCUSSIONV. CONCLUSIONSSUPPLEMENTARY MATERIALREFERENCESTABLE I. CTC studies in breast cancer patients undergoing neoadjuvant chemotherapy and the technologies used for isolating rare cells in their blood.
StudyTechnologyRare cells enumeratedMarker-based Rare Cell Isolation technologiesSerrano et al.2525. M. J. Serrano et al., “Dynamics of circulating tumor cells in early breast cancer under neoadjuvant therapy,” Exp. Ther. Med. 4, 43–48 (2012). https://doi.org/10.3892/etm.2012.540Cytokeratin immunomagnetic cell separationE+ CTCsHall et al.2323. C. Hall et al., “Circulating tumor cells after neoadjuvant chemotherapy in stage I–III triple-negative breast cancer,” Ann. Surg. Oncol. 22, 552–558 (2015). https://doi.org/10.1245/s10434-015-4600-6Cell searchE+ CTCsOnstenk et al.2020. A. Augustyn et al., “Giant circulating cancer-associated macrophage-like cells are associated with disease recurrence and survival in non-small-cell lung cancer treated with chemoradiation and atezolizumab,” Clin. Lung Cancer 22, e451–e465 (2021). https://doi.org/10.1016/j.cllc.2020.06.016Cell searchE+ CTCsBauer et al.2626. S. Kasimir-Bauer et al., “Does primary neoadjuvant systemic therapy eradicate minimal residual disease? Analysis of disseminated and circulating tumor cells before and after therapy,” Breast Cancer Res. 18, 20 (2016). https://doi.org/10.1186/s13058-016-0679-3AdnaTestIsolated cells were not enumeratedPierga et al.4040. J. Y. Pierga et al., “Circulating tumour cells and pathological complete response: Independent prognostic factors in inflammatory breast cancer in a pooled analysis of two multicentre phase II trials (BEVERLY-1 and -2) of neoadjuvant chemotherapy combined with bevacizumab,” Ann. Oncol. 28, 103–109 (2017). https://doi.org/10.1093/annonc/mdw535Cell searchE+ CTCsRiethdorf et al.4141. S. Riethdorf et al., “Prognostic impact of circulating tumor cells for breast cancer patients treated in the neoadjuvant ‘geparquattro’ trial,” Clin. Cancer Res. 23, 5384–5393 (2017). https://doi.org/10.1158/1078-0432.CCR-17-0255Cell searchE+ CTCsMarker-free Rare Cell Isolation technologiesGwark et al., 20203434. S. Gwark et al., “Analysis of the serial circulating tumor cell count during neoadjuvant chemotherapy in breast cancer patients,” Sci. Rep. 10, 17466 (2020). https://doi.org/10.1038/s41598-020-74577-wSmart biopsy system isolation kitE+ CTCsNi et al.7–357. S. K. Arya, B. Lim, and A. R. A. Rahman, “Enrichment, detection and clinical significance of circulating tumor cells,” Lab Chip 13, 1995–2027 (2013). https://doi.org/10.1039/c3lc00009e35. C. Ni et al., “Prospective study of the relevance of circulating tumor cell status and neoadjuvant chemotherapy effectiveness in early breast cancer,” Cancer Med. 9, 2290–2298 (2020). https://doi.org/10.1002/cam4.2876CanPatrolIsolated cells were not enumeratedJakabova et al.3636. A. Jakabova et al., “Characterization of circulating tumor cells in early breast cancer patients receiving neoadjuvant chemotherapy,” Ther. Adv. Med. Oncol. 13, 175883592110284 (2021). https://doi.org/10.1177/17588359211028492MetaCellIsolated cells were not enumeratedThis studyLabyrinthE+ CTCs, M+ CTCs, E+M+ CTCs and CAMLsAddressing the limitation of marker-based technologies, label-free or antibody-independent technologies have been used to isolate CTCs in NAC patients.34–3634. S. Gwark et al., “Analysis of the serial circulating tumor cell count during neoadjuvant chemotherapy in breast cancer patients,” Sci. Rep. 10, 17466 (2020). https://doi.org/10.1038/s41598-020-74577-w35. C. Ni et al., “Prospective study of the relevance of circulating tumor cell status and neoadjuvant chemotherapy effectiveness in early breast cancer,” Cancer Med. 9, 2290–2298 (2020). https://doi.org/10.1002/cam4.287636. A. Jakabova et al., “Characterization of circulating tumor cells in early breast cancer patients receiving neoadjuvant chemotherapy,” Ther. Adv. Med. Oncol. 13, 175883592110284 (2021). https://doi.org/10.1177/17588359211028492 For example, Gwark et al.3434. S. Gwark et al., “Analysis of the serial circulating tumor cell count during neoadjuvant chemotherapy in breast cancer patients,” Sci. Rep. 10, 17466 (2020). https://doi.org/10.1038/s41598-020-74577-w used the Smart Biopsy System Isolation kit3737. S. J. Lee et al., “Evaluation of a novel approach to circulating tumor cell isolation for cancer gene panel analysis in patients with breast cancer,” Oncol. Lett. 13, 3025–3031 (2017). https://doi.org/10.3892/ol.2017.5807 to isolate CTCs from the blood of patients undergoing NAC. However, the study did not enumerate the mesenchymal phenotypes of the CTCs and CAMLs. Ni et al.3535. C. Ni et al., “Prospective study of the relevance of circulating tumor cell status and neoadjuvant chemotherapy effectiveness in early breast cancer,” Cancer Med. 9, 2290–2298 (2020). https://doi.org/10.1002/cam4.2876 used CanPatrol™3838. S. Wu et al., “Classification of circulating tumor cells by epithelial-mesenchymal transition markers,” PLos One 10, e0123976 (2015). https://doi.org/10.1371/journal.pone.0123976 technology and ribonucleic acid-in situ hybridization (RNA-ISH) to identify the expression of epithelial and mesenchymal genes in isolated cells, which enabled the classification of patients as CTC-positive and CTC-negative. Similarly, Jakabova et al.3636. A. Jakabova et al., “Characterization of circulating tumor cells in early breast cancer patients receiving neoadjuvant chemotherapy,” Ther. Adv. Med. Oncol. 13, 175883592110284 (2021). https://doi.org/10.1177/17588359211028492 used the MetaCell3939. K. Kolostova, Y. Zhang, R. M. Hoffman, and V. Bobek, “In vitro culture and characterization of human lung cancer circulating tumor cells isolated by size exclusion from an orthotopic nude-mouse model expressing fluorescent protein,” J. Fluoresc. 24, 1531–1536 (2014). https://doi.org/10.1007/s10895-014-1439-3 size-based filtration technique to isolate CTCs and classify patients as CTC-positive and CTC-negative based on the quantitative polymerase chain reaction (qPCR) analysis. In summary, current studies have not interrogated the ability of marker-free technologies to comprehensively enumerate the various rare cells that could be found at different stages in patients selected for NAC.The focus of our investigation is to determine whether marker-free technology Labyrinth can be used to isolate and enumerate CTC phenotypes (E+, M+, and E+M+ CTCs) and CAMLs in patients selected for NAC. Labyrinth technology uses inertial focusing and isolates CTCs based on size and deformability.4242. E. Lin et al., “High-throughput microfluidic labyrinth for the label-free isolation of circulating tumor cells,” Cell Syst. 5, 295–304.e4 (2017). https://doi.org/10.1016/j.cels.2017.08.012 The long spiral channels and sharp turns of the Labyrinth microfluidic device help in the distinctive and efficient focusing of CTCs and blood cells. The basic mechanism for particle separation in curved channels involves the inertial lift force that stabilizes particle position (i.e., particle focusing), while the Dean drag force aids in lateral migration due to cross-sectional circulation (i.e., particle separation).42–4542. E. Lin et al., “High-throughput microfluidic labyrinth for the label-free isolation of circulating tumor cells,” Cell Syst. 5, 295–304.e4 (2017). https://doi.org/10.1016/j.cels.2017.08.01243. D. R. Gossett and D. D. Carlo, “Particle focusing mechanisms in curving confined flows,” Anal. Chem. 81, 8459–8465 (2009). https://doi.org/10.1021/ac901306y44. D. Di Carlo, D. Irimia, R. G. Tompkins, and M. Toner, “Continuous inertial focusing, ordering, and separation of particles in microchannels,” Proc. Natl. Acad. Sci. U.S.A. 104, 18892–18897 (2007). https://doi.org/10.1073/pnas.070495810445. A. Gangadhar and S. A. Vanapalli, “Inertial focusing of particles and cells in the microfluidic labyrinth device: Role of sharp turns,” Biomicrofluidics 16, 044114 (2022). https://doi.org/10.1063/5.0101582 In the Labyrinth device, the turns help to have long channels in a small footprint as well as tight curvatures, both of which increase the opportunity to focus smaller particles. Previously, the Labyrinth technology was shown to isolate heterogeneous CTCs and CTC clusters in metastatic breast, lung, pancreatic, and prostate cancer patients.42–4742. E. Lin et al., “High-throughput microfluidic labyrinth for the label-free isolation of circulating tumor cells,” Cell Syst. 5, 295–304.e4 (2017). https://doi.org/10.1016/j.cels.2017.08.01246. M. Zeinali et al., “High-throughput label-free isolation of heterogeneous circulating tumor cells and CTC clusters from non-small-cell lung cancer patients,” Cancers 12, 127 (2020). https://doi.org/10.3390/cancers1201012747. L. Rivera-Báez et al., “Expansion of circulating tumor cells from patients with locally advanced pancreatic cancer enable patient derived xenografts and functional studies for personalized medicine,” Cancers 12, 1011 (2020). https://doi.org/10.3390/cancers12041011 Still, it is unclear whether this technology has the capability to enumerate the low CTC counts typically associated with treatment-naïve non-metastatic breast cancer patients. In addition, the ability of Labyrinth to identify and enumerate CAMLs remains to be explored. This evaluation is necessary to inform on whether the baseline counts or the real-time change in those counts can be used to predict the treatment response to the NAC.II. MATERIALS AND METHODS
Section:
ChooseTop of pageABSTRACTI. INTRODUCTIONII. MATERIALS AND METHODS <<III. RESULTSIV. DISCUSSIONV. CONCLUSIONSSUPPLEMENTARY MATERIALREFERENCESA. Blood collection
To study the baseline, we recruited treatment naïve non-metastatic breast cancer patients who consented to receive NAC at the UMC Cancer Center, Texas Tech University Health Sciences Center (TTUHSC). This study was approved by the Institutional Review Board (IRB, Protocol No. L19-043) of TTUHSC, Lubbock. Blood samples were collected from 21 non-metastatic treatment naïve patients undergoing NAC after obtaining written informed consent. Blood samples were collected in BD Vacutainer blood collection tubes (Franklin Lakes, NJ).
B. Depletion of red blood cells
Depletion of red blood cells (RBCs) from 5 ml of whole blood was done using Ficoll-Paque™ Plus (Cytiva Life Sciences, Marlborough, MA) density gradient.4848. I. J. Fuss, M. E. Kanof, P. D. Smith, and H. Zola, “Isolation of whole mononuclear cells from peripheral blood and cord blood,” Curr. Protoc. Immunol. 85, 7.1.1–7.1.8 (2009). https://doi.org/10.1002/0471142735.im0701s85 Ficoll-Paque™ was layered in 15 ml conical centrifuge tubes with 1:1 diluted blood in phosphate buffer saline (PBS, Gibco, Gaithersburg, MD), as per the manufacturer's protocol. After centrifugation, the buffy layer containing peripheral blood mononuclear cells was collected and diluted 5× with PBS to make a total volume of 25 ml for further processing through the Labyrinth chip.C. CTC isolation
Labyrinth microfluidic chip was primed with 1% pluronic solution (Sigma Aldrich, St. Louis, MO) by flowing 1 ml of the solution at a flow rate of 100 μl/min, followed by 10 min of incubation to prevent cell adhesion to channel walls. After the pluronic treatment, the 5× diluted blood was run through the Labyrinth chip at 2.5 ml/min. The flow was allowed to stabilize for a minute, after which the product from the CTC outlet was collected (see Fig. 1). Images showing separation of cancer cells in the CTC outlet are shown in Fig. S1 in the supplementary material.D. Immunostaining for cell enumeration
Isolated CTCs underwent the slide centrifugation process using Cytospin™ (Epredia, Kalamazoo, MI). The product collected from the CTC outlet was loaded into EZ Megafunnel™ (Epredia, Kalamazoo, MI), after which Cytospin™ coated cells in a single layer on poly-lysine-coated glass slides. The Cytospin was run at 800 rpm for 10 min. Furthermore, the cells were fixed using 4% paraformaldehyde (PFA, Thermo Fisher Scientific, Waltham, MA) for 10 min and then permeabilizations by 0.2% Triton X-100 (Sigma Aldrich, St. Louis, MO) for 3 min. After the permeabilization step, the slide was washed 3× with PBS for 5 min each. Blocking was done at room temperature using 10% normal goat serum (Thermo Fisher Scientific, Waltham, MA) for 30 min. A cocktail of primary antibodies was added to the slides made using mouse anti-human PanCK IgG1 (Bio-Rad, Hercules, CA), rabbit anti-human Vimentin (Abcam, Waltham, MA), and mouse anti-human CD45 IgG2 (Bio-Rad, Hercules, CA). The slides were incubated overnight with the antibody cocktail at 4 °C in a humidified chamber. After incubation, the slides were washed 3× with PBS, followed by secondary antibody cocktail incubation for 90 min. The secondary antibody cocktail consisted of goat anti-mouse IgG1 AF 546, goat anti-rabbit AF 647, and goat anti-mouse IgG2 AF 488. All the secondary antibodies were procured from Thermo Fisher Scientific. After secondary antibody incubation, the slides were washed 3× with PBS and mounted with Prolong Gold Antifade Mountant with DAPI (Thermo Fisher Scientific, Waltham, MA).
E. Imaging
After immunostaining, an Olympus IX81 microscope (Waltham, MA) and a Hamamatsu digital camera (ImagEM X2 EM-CCD, Bridgewater, NJ) were used for imaging. The microscope was equipped with a Thorlabs automated stage (Newton, NJ) and was controlled by software Slidebook 6.1 (3i Intelligent Imaging Innovations Inc., Denver, CO). The images were acquired at 20× magnification under DAPI, FITC, TRITC, and Cy5 fluorescent filters with exposure times between 20 and 100 ms. The imaging resolution was 0.8 micrometers per pixel. Images were analyzed using a Slidebook Reader.
F. Cell identification
Approximately 2500 images were acquired under each fluorescent filter for every patient sample. Images were analyzed manually using a Slidebook 6 Reader (3i Intelligent Imaging Innovations Inc., Denver, CO) to determine the cell counts. The images were analyzed by simultaneously switching between DAPI, FITC (CD45), TRITC (Cytokeratin), and CY5 (Vimentin) signals across each image for identification of CTC phenotypes and CAMLs.
Figure 2 shows the cellular profiling in the blood of treatment naïve breast cancer patients. CTCs were identified as epithelial CTCs (E+ CTCs) if they were positive for nucleus (DAPI) and cytokeratin (TRITC).46–5246. M. Zeinali et al., “High-throughput label-free isolation of heterogeneous circulating tumor cells and CTC clusters from non-small-cell lung cancer patients,” Cancers 12, 127 (2020). https://doi.org/10.3390/cancers1201012749. Y. Horimoto et al., “Analysis of circulating tumour cell and the epithelial mesenchymal transition (EMT) status during eribulin-based treatment in 22 patients with metastatic breast cancer: A pilot study,” J. Transl. Med. 16, 287 (2018). https://doi.org/10.1186/s12967-018-1663-850. S. Zhang et al., “Mesenchymal phenotype of circulating tumor cells is associated with distant metastasis in breast cancer patients,” Cancer Manag. Res. 9, 691–700 (2017). https://doi.org/10.2147/CMAR.S14980151. Z. Wang et al., “Perioperative circulating tumor cells (CTCs), MCTCs, and CTC-white blood cells detected by a size-based platform predict prognosis in renal cell carcinoma,” Dis. Markers 2021, 9956142. https://doi.org/10.1155/2021/995614252. S. L. Stott et al., “Isolation of circulating tumor cells using a microvortex-generating herringbone-chip,” Proc. Natl. Acad. Sci. U.S.A. 107, 18392 (2010). https://doi.org/10.1073/pnas.1012539107 Transitioning CTCs (E+M+ CTCs) were positive for nucleus (DAPI), cytokeratin (FITC), and vimentin (Cy5) markers.50–5350. S. Zhang et al., “Mesenchymal phenotype of circulating tumor cells is associated with distant metastasis in breast cancer patients,” Cancer Manag. Res. 9, 691–700 (2017). https://doi.org/10.2147/CMAR.S14980151. Z. Wang et al., “Perioperative circulating tumor cells (CTCs), MCTCs, and CTC-white blood cells detected by a size-based platform predict prognosis in renal cell carcinoma,” Dis. Markers 2021, 9956142. https://doi.org/10.1155/2021/995614253. W. Zhao et al., “Tumor antigen-independent and cell size variation-inclusive enrichment of viable circulating tumor cells,” Lab Chip 19, 1860–1876 (2019). https://doi.org/10.1039/C9LC00210C Similarly, CTCs were classified as mesenchymal if they were positive for nucleus (DAPI) and Vimentin (Cy5).49–5549. Y. Horimoto et al., “Analysis of circulating tumour cell and the epithelial mesenchymal transition (EMT) status during eribulin-based treatment in 22 patients with metastatic breast cancer: A pilot study,” J. Transl. Med. 16, 287 (2018). https://doi.org/10.1186/s12967-018-1663-850. S. Zhang et al., “Mesenchymal phenotype of circulating tumor cells is associated with distant metastasis in breast cancer patients,” Cancer Manag. Res. 9, 691–700 (2017). https://doi.org/10.2147/CMAR.S14980151. Z. Wang et al., “Perioperative circulating tumor cells (CTCs), MCTCs, and CTC-white blood cells detected by a size-based platform predict prognosis in renal cell carcinoma,” Dis. Markers 2021, 9956142. https://doi.org/10.1155/2021/995614254. G. Kallergi et al., “Epithelial to mesenchymal transition markers expressed in circulating tumour cells of early and metastatic breast cancer patients,” Breast Cancer Res. 13, R59 (2011). https://doi.org/10.1186/bcr289655. Y. Manjunath et al., “PD-L1 expression with epithelial mesenchymal transition of circulating tumor cells is associated with poor survival in curatively resected non-small cell lung cancer,” Cancers (Basel) 11, 806 (2019). https://doi.org/10.3390/cancers11060806 Manual scoring of different cell types did not present ambiguity except for some epithelial CTCs, in which case it was classified as an epithelial CTC only if the cytokeratin expression was 50% higher than a reference WBC.To identify cells as CAMLs, we used the same criteria as that of Adams et al. (for pancreatic, prostate, and breast cancers),15–2015. D. L. Adams et al., “Circulating giant macrophages as a potential biomarker of solid tumors,” Proc. Natl. Acad. Sci. U.S.A. 111, 3514–3519 (2014). https://doi.org/10.1073/pnas.132019811117. D. J. Gironda et al., “Cancer associated macrophage-like cells and prognosis of esophageal cancer after chemoradiation therapy,” J. Transl. Med. 18, 413 (2020). https://doi.org/10.1186/s12967-020-02563-x18. P. Zhu et al., “Detection of tumor-associated cells in cryopreserved peripheral blood mononuclear cell samples for retrospective analysis,” J. Transl. Med. 14, 198 (2016). https://doi.org/10.1186/s12967-016-0953-219. Z. Mu et al., “Prognostic values of cancer associated macrophage-like cells (CAML) enumeration in metastatic breast cancer,” Breast Cancer Res. Treat. 165, 733–741 (2017). https://doi.org/10.1007/s10549-017-4372-820. A. Augustyn et al., “Giant circulating cancer-associated macrophage-like cells are associated with disease recurrence and survival in non-small-cell lung cancer treated with chemoradiation and atezolizumab,” Clin. Lung Cancer 22, e451–e465 (2021). https://doi.org/10.1016/j.cllc.2020.06.016 Gironda et al. (for esophageal cancer),1717. D. J. Gironda et al., “Cancer associated macrophage-like cells and prognosis of esophageal cancer after chemoradiation therapy,” J. Transl. Med. 18, 413 (2020). https://doi.org/10.1186/s12967-020-02563-x Zhu et al. (renal cell carcinoma),1818. P. Zhu et al., “Detection of tumor-associated cells in cryopreserved peripheral blood mononuclear cell samples for retrospective analysis,” J. Transl. Med. 14, 198 (2016). https://doi.org/10.1186/s12967-016-0953-2 and Augustyn et al. (for lung cancer).2020. A. Augustyn et al., “Giant circulating cancer-associated macrophage-like cells are associated with disease recurrence and survival in non-small-cell lung cancer treated with chemoradiation and atezolizumab,” Clin. Lung Cancer 22, e451–e465 (2021). https://doi.org/10.1016/j.cllc.2020.06.016 In these studies, and our work, CAMLs were identified as cells exhibiting nucleus (DAPI), CD45 (FITC), and cytokeratin (TRITC).15–2015. D. L. Adams et al., “Circulating giant macrophages as a potential biomarker of solid tumors,” Proc. Natl. Acad. Sci. U.S.A. 111, 3514–3519 (2014). https://doi.org/10.1073/pnas.132019811117. D. J. Gironda et al., “Cancer associated macrophage-like cells and prognosis of esophageal cancer after chemoradiation therapy,” J. Transl. Med. 18, 413 (2020). https://doi.org/10.1186/s12967-020-02563-x18. P. Zhu et al., “Detection of tumor-associated cells in cryopreserved peripheral blood mononuclear cell samples for retrospective analysis,” J. Transl. Med. 14, 198 (2016). https://doi.org/10.1186/s12967-016-0953-219. Z. Mu et al., “Prognostic values of cancer associated macrophage-like cells (CAML) enumeration in metastatic breast cancer,” Breast Cancer Res. Treat. 165, 733–741 (2017). https://doi.org/10.1007/s10549-017-4372-820. A. Augustyn et al., “Giant circulating cancer-associated macrophage-like cells are associated with disease recurrence and survival in non-small-cell lung cancer treated with chemoradiation and atezolizumab,” Clin. Lung Cancer 22, e451–e465 (2021). https://doi.org/10.1016/j.cllc.2020.06.016 We also measured the size of CAMLs in representative samples and found it to range from 14 to 150 μm, which was congruent with the size range of 14–300 μm reported by Adams et al.15
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